Office of Sponsored Programs
Hill Hall, 534
Dept. 4330
1000 E. University Ave.
Laramie, WY 82071
Phone: (307)766-3131
Successful Award Management ensures compliance to award terms and conditions, sponsors specific regulations and requirements, and University of Wyoming policies and procedures. Generally, Award Management is referred to as the “Post Award” phase of the life cycle of an award. Sound fiscal and programmatic management of sponsored projects is critical in maintaining the public trust in research results and outcomes, its trust as research participants, and its trust in how public and private funds are spent.
The Award Management is a collaborative effort between the Office of Sponsored Programs
(OSP), Department Fiscal Administrators/ Business Managers, and the Faculty. The
following needs to be considered once the award is executed to ensure the project
is managed successfully throughout the project life cycle:
The Pre-Award Services is responsible for the review, negotiations, and execution of all sponsor awards received by the University. Pre-Award Services staff ensures all the necessary approvals and relevant documentation are received prior to routing the award documentation in RoamWyo to the Office of Sponsored Programs (OSP) for setup.
Within 3-5 business days of receiving the award from Pre-Award Services, the responsible OSP Coordinator will review the award and enter the award information into WyoCloud-PPM. Once an award is set up, the Principal Investigator (PI) and Department Fiscal Administrator/Business Manager will receive a "New Award Notification" email. The email informs them of the setup, provides them with the Project Organization Expenditure Type Task (POET) information, and requesting that they review the Notice of Award (NoA) in RoamWyo and become familiar with the award terms and conditions.
Prudent financial management requires more than fiscal consideration. Making good ethical judgment and compliance to award terms and conditions are also critical components of good financial management.
Monitoring Project Expenditures - Department Fiscal Administrators, in consultation with the Principal Investigator (PI), should perform a periodic review and reconciliation of financial activities posted against their projects in WyoCloud Project Portfolio Management (PPM) to ensure that all project costs are appropriately charged to the account(s). WyoCloud Table of Contents (TOC) Project Expenditure Details report is a good tool for reviewing non-payroll transactions. The TOC Payroll Expenditures without Fringe report is a great report for reviewing salary information posted against a project. Reach out to your Office of Sponsored Programs (OSP) Coordinator if you have questions and/or concerns with the information reflected on the report.
If your project includes match/cost sharing, these activities must be monitored/tracked directly in WyoCloud-PPM using the associated cost share project linked to the award in WyoCloud-PPM. Reviewing the activities posted to cost share projects monthly or at least every other month, will help ensure cost share/match transactions are posting to WyoCloud-PPM correctly and are in compliance with specific guidelines/terms and conditions setforth in the award agreement.
Charging Costs to your Project- familiarize yourself with sponsors specific guidance will help provide details of which costs are allowable on an award/project. If in doubt and/or have questions, contact your OSP Coordinator.
If a cost is generally considered as a Facilities and Administrative (F&A) costs, make sure to follow established guidelines for determining when it is appropriate to charge such costs directly to a project.
The Office of Management and Budgets (OMB) Uniform Guidance (UG), Cost Principles, Audit, and Administrative Requirements for Federal Awards include regulatory requirements for the planning, confirmation, and certification of effort associated with Federal awards. Effort directly charged to sponsored projects and any mandatory cost shared effort (i.e. committed effort that is not directly charged to the award) must be identified in the University’s Effort Compensation Compliance system (ECC). OMB UG-§200.430 describes how the University must document time and effort on federal awards. The guidance requires each grantee to maintain a system of distributing salary charges to federal awards that results in a reasonable allocation of salary charges to each award.
The Effort Compensation Compliance system (ECC) is the After-the-Fact effort reporting system used by the University for certifying that salaries charged or contributed to all sponsored projects are reasonable and consistent with the portion of total professional activity committed to the projects.
Effort reports statements are generated and certified for all faculty, graduate students, administrative and professional employees, Non-exempt support staff, undergraduate students, paid on sponsored projects.
At the University of Wyoming, effort confirmation is required at the end of each semester for all employees paid on sponsored programs.
*University of Wyoming requires that effort certification reports generated in the Effort Compensation Compliance system (ECC) be pre-reviewed by the Primary Effort Coordinator (PEC) within 15 days of receiving the reports and certified by the Principal Investigator (PI) within 30 days of being routed to PI.
The University understands that there may be exceptional circumstances that warrant an extension. Requests for extension should be sent to ecc_help@uwyo.edu at least 5 business days in advance of the pre-reviewed and certification due dates. Requests for extension will be granted only in extenuating circumstances.
The Office of Sponsored Programs (OSP) team manages all cash-related activities of externally funded projects and associated match/cost share at the University of Wyoming. The goal is to maintain appropriate levels of cash flow and timely submission of all payments on sponsored projects while at the same time ensuring financial compliance with federal regulations, sponsor requirements, and University policies.
Essential responsibilities of the Cash Management Team include:
*For more details regarding Cash Management visit the FAQ page.
Most sponsors require financial reporting to determine the use of sponsored funds. The frequency of financial report submission is either monthly, quarterly, annual, or another reporting basis. The Office of Sponsored Programs (OSP) team is responsible for ensuring timely submission of financial reports in compliance with the federal, state, sponsor-specific, and/or the University’s policies and procedures.
Principal Investigators (PI) are responsible for the timely submission of progress and/or technical reports as required by the award document.
OSP ensures financial reports submitted to sponsors are:
At the conclusion of the award, after the final financial report is filed with the sponsor, and all financial obligations are satisfied, the OSP Coordinator is responsible for closing the award within the University’s systems- RoamWyo and WyoCloud-Project Portfolio Management (PPM).
Award Closeout is a collaborative effort between the Principal Investigators (PI)/Department Fiscal Administrator/OSP. The Office of Sponsored Programs (OSP) will begin reviewing project details in preparation for the closeout process at 90, 60, and 30 days prior to the project end date and will be in contact with the Department Fiscal Administrator. There are various activities associated with closing out a sponsored project or award. There are usually reporting obligations to the sponsor, financial reconciliation, forms and reports for the institution, and account closeout tasks that must be completed.
Reporting Deadlines are critical to the closeout process. PI/Department Fiscal Administrators should know the project end date. Prudent financial management of sponsored projects includes the timely and accurate submission of final reports to sponsors and account/award close out in RoamWyo and WyoCloud-PPM. These functions are tested as part of the annual OMB single audit as well as by other sponsoring agencies review when requested.
As a best practice and to facilitate a timely and efficient closeout process, OSP highly recommends the following: 90 days prior to the project end date, the department fiscal administrator should become familiar with closeout requirements/responsibilities and review award terms and condition to ensure financial activities are in compliance with terms and conditions.
For example:
30 days prior to the final financial report due date, OSP will:
The University of Wyoming (UW) is subject to many different internal and external audits. The internal audits are carried out and managed by the UW Internal Audit department. External audits are conducted by agencies/entities outside of UW. The federal government requires any institution that expends more than $750,000 in federal funds during the institution's fiscal year completes what is referred to by the federal government as a “Single Audit”. The Single Audit requirements are outlined in Uniform Guidance- Subpart F. Since UW federally funded expenses exceed this threshold, the University is required to complete this audit annually. Because the university is an entity of the State of Wyoming, it is also subject to external audits being conducted on the state.
Here are a few Audit Readiness Guidelines:
All sponsored programs audit requests must be directed to the OSP Costing and Reporting Team at ospcostingreporting-team@lists.uwyo.edu
Uniform Guidance- §200.334 requires records pertinent to Federal awards be retained for three years after submission of the final financial reports. Reporting frequency is specified in an award document. Departments must have processes in place to ensure all appropriate supporting documentation that fulfills the needs of the award are retained.
When an award is received and prior to issuing a subaward, the Pre-Award Services performs a comprehensive risk assessment of the subrecipient. Components of the assessment include but not limited to, confirmation of subrecipient organization' registration in the federal System of Award Management (SAM.gov), most recent Audit and/or Financial Report(s) or Tax Returns, current Facilities and Administrative Rate Agreement (F&A). Note: If you are planning a subaward/subcontract with an organization that has not previously received US federal funding, it is highly recommended that the SAM.gov registration be completed at the time of proposal submission, especially for foreign organizations. This reduces the time it may take Pre-Award Services to complete the risk assessment.
If the Subrecipient is deemed by Pre-Award Services as high risk, more frequent oversight is required throughout the life of the subaward. Pre-Award Services will work closely with the Principal Investigator (PI) to learn in greater detail about the subrecipient’s technical and business capacity to perform. Pre-Award Services may request a corrective action plan for high-risk areas identified. In instances where the subaward is issued after the award is received by the University of Wyoming, the PI works directly with Pre-Award Services to issue the subaward. If issued, Pre-Award Services forwards the executed subaward directly to the PI and Fiscal Administrator. Pre-Award Services/the PI/Fiscal Administrator is responsible to forward a copy of the subaward agreement to their Office of Sponsored Programs (OSP) Coordinator for processing in WyoCloud. Pre-Award Services processes modifications to subawards, as needed and routes modification to OSP to enter the necessary changes in RoamWyo and WyoCloud as may be necessary. The Department Fiscal Administrator/Business Manager ensures necessary changes to the purchase order are processed if required.
It is the Principal Investigator's (PI’s) responsibility to monitor Subawards to ensure the responsible stewardship of funds and performance goals outlined in the scope of work are adequately achieved. The intensity and/or frequency of the monitoring is predicated on the sub-recipient's risk assessment results and subsequent changes impacting the risk assessment results during the life of the award.
Generally, subrecipient are required to e-mail invoices not more frequently than monthly. As of May 1, 2021 any invoice that has been submitted to the OSP Subcontract invoice email (uw_subaward_invoices@uwyo.edu) will be routed to the PO Requestor and Payment Services.
The PO Requestor will need to enter the receipt into WyoCloud. The requestor does not have to email the invoice to Payment Services since the Office of Sponsored Programs (OSP) will have already sent a copy.
Payment Services will enter the invoice in WyoCloud to initiate the approval routing process. The approval process will route to the Project Manager (PM) as well as the Principal Investigator (PI) for approval. *Note if the Project Manager and Principal Investigator are one and the same, they will only receive one request to approve.
Once all steps have been completed the payment will be issued to the sub-recipient.
Invoices received by the department directly from the sub-recipient will still need to be emailed to Accounts Payable for processing.
In addition to regular review of technical and progress reports, PI's are expected to use the invoice(s) to concurrently monitor the activities of sub-recipients, as necessary, to ensure funding received is being used for their authorized purpose and that the performance goals are achieved. OSP and Pre-Award Services perform annual subrecipient monitoring activities on all subawards as required by Uniform Guidance- §200.332.
Note: PI and/or Department Fiscal Administrator/Business Manager are to take note
of carryforward requirements to ensure final invoices are received timely for awards
that do not have automatic carryforward authority from one budget year to the next.
Request To Change WyoCloud PPM Personnel
WyoCloud Role Descriptions
Accountant - This role provides end user access to view Project/Award details, expenditures, budget, etc.
Project Manager - This role provides end user access to view Project/Award details, expenditures, budget, etc. AND is used for WyoCloud transaction approval routing
Principal Investigator - This role provides end user access to view Project/Award details, expenditures, budget, etc. AND is used as a record of official Principal Investigator AND routing Subaward Invoice approval in WyoCloud AND determines the ECC Certifier
CO-PI - This role provides end user access to view Project/Award details, expenditures, budget, etc. User should be identified as a CO-PI in proposal/award documents
Office of Sponsored Programs
Hill Hall, 534
Dept. 4330
1000 E. University Ave.
Laramie, WY 82071
Phone: (307)766-3131
